KSY780: Sustainable Investing, Ethical Wealth Management, and AMLA Compliance: Aligning Financial Goals with Social Impact

 

Learning Outcomes

1. Define the principles of sustainable investing, ethical wealth management, and the AMLA

2. Apply SC SRI Taxonomy, ESG evaluation tools and criteria to make informed investment decisions.

3. Assess the impact of sustainable investing on long-term wealth preservation and growth.

4. Develop personalized sustainable investment strategies that align with clients' financial objectives and values.

Course Contents

  • Integrating Anti-Money Laundering Compliance with Sustainable Investing
  • Defining the key principles of sustainable investing, ethical wealth management, and Anti-Money Laundering Act (AMLA) requirements. • Explaining the integration of environmental, social, and governance (ESG) factors into investment decisions. • Highlighting the role of AMLA requirements by Bank Negara Malaysia (BNM) and Securities Commission (SC) in sustainable investment practices.
  • Implementing Sustainable Investment Strategies
  • Securities Commission’s Principles-Based Sustainable and Responsible Investment Taxonomy for the Malaysian Capital Market (SRI Taxonomy). • Analyzing investment portfolios to identify opportunities for integrating sustainable and ethical investments. • Evaluating the financial performance and risks of sustainable investment options. • Applying ESG evaluation tools and criteria in investment decision-making.
  • Assessing the Impact of Sustainable Investing
  • Examining case studies of successful sustainable investment initiatives and ethical wealth management practices. • Assessing the long-term impact of sustainable investing on wealth preservation and growth. • Comparing different ethical investment approaches to cater to diverse client preferences and risk appetites.
  • Creating a Comprehensive Ethical Wealth Management Framework
  • Developing personalized sustainable investment strategies that align with clients' financial objectives and values. • Promoting ethical leadership within wealth management teams and organizations.• Fostering a culture of integrity, transparency, and responsibility in wealth management practices. • Case studies showcasing the positive impact of ethical leadership on client satisfaction and business growth.